Risk/Return Summary

Investment companies must file forms electronically, using the EDGAR system. Additionally, the SEC adopted final rule amendment 33-9006 requiring mutual funds companies to provide their risk/return summaries in eXtensible Business Reporting Language (“XBRL”) for certain forms. Our team can prepare and file any Investment Company forms ensuring SEC compliance.

Below is a list of forms we file but not limited to:

•  Registration form - N1-A

•  Definitive Materials - 497

•  Post Effective Amendments - 485BPOS

•  Annual notice of Securities  - 24F-2

•  Shareholder Report -  N-CSR   

•  Semi-Annual Report - N-CEN

•  Sales literature – 40-24B2

•  Fidelity bond - 40-17G

Get more information on Investment Company Filing Requirements here.