SEC Filing Calendar
2023 SEC Filing Calendar
• Filing Dates
• SEC Holiday
Form
FYE
Large Accelerated Filer
Accelerated Filer
Non-Accelerated Filer
10-K
12/31
March 1
March 16
March 31
Late 10-K
12/31
March 16
March 31
April 17
10-Q
3/31
May 10
May 10
May 15
Late 10-Q
3/31
May 15
May 15
May 22
10-Q
6/30
August 9
August 9
August 14
Late 10-Q
06/30
August 14
August 14
August 21
10-Q
9/30
November 9
November 9
November 14
Late 10-Q
9/30
November 14
November 14
November 20
January 2
January 16
February 20
May 29
June 19
July 4
New Years Day
Martin Luther King, Jr.
Presidents Day
Memorial Day
Juneteenth Day
Independence Day
September 4
October 9
November 10
November 23
December 25
Labor Day
Columbus Day
Veterans Day
Thanksgiving Day
Christmas Day
10-K
Large Accelerated Filer
60 Days from Fiscal Year End
15 Day Extension with Filing of NT 10-K
Accelerated Filer
75 Days from Fiscal Year End
15 Day Extension with Filing of NT 10-K
Non-Accelerated Filer
90 Days from Fiscal Year End
15 Day Extension with Filing of NT 10-K
10-Q
Large Accelerated Filer
40 Days from Quarter End
5 Day Extension with Filing of NT 10-Q
Accelerated Filer
40 Days from Quarter End
5 Day Extension with Filing of NT 10-Q
Non-Accelerated Filer
45 Days from Quarter End
5 Day Extension with Filing of NT 10-Q
Form
Deadline
3
Within ten business days of the insider becoming an officer, director, or beneficial owner
4
Within two business days of an insider’s change in ownership
5
45 days after Issuer’s fiscal year-end
8-K
4 business days after occurrence of triggering event
6-K
Due Promptly After Material Contained in Report is Made Public
11-K
90 days after fiscal year-end, or 180 days if subject to ERISA
20-F
For Foreign Private Issuers, Four Months After Fiscal Year End
SC13D
10 days after acquisition of 5% or more of a voting class
13-F
45 days after calendar year end and each of the first three calendar quarter ends
SC13-G
45 days after calendar year end
13H-A
All large traders must submit an Annual Filing within 45 days after the end of each full calendar year, except that large traders on Inactive Status are not required to file Form 13H while they are on Inactive Status
13H-Q
A large trader must file an Amended Filing promptly following the end of the calendar quarter in which any of the information contained in a Form 13H filing becomes inaccurate for any reason
N-Q
60 Days After 1st and 3rd Fiscal Quarter End
N-PX
Due no later than August 31 of each year
24F-2
90 Days Following End of Fiscal Year by Investment Companies
- SEC Hours of Operations: EDGAR System operates from 6:00 a.m. to 10:00 p.m. EST on weekdays, excluding Federal Holidays. Files submitted after 5.30 p.m. EST (with the exception of Section 16 filings), will receive the next business day’s filing date.
- If due date falls on a weekend or holiday, the filing is due on the next business day.
- Filing an Extension: Companies may request a filing extension for their Form 10-Q’s and 10-K’s by submitting Form 12b-25 via the Edgar system. By filing this form, a filer may gain up to 5 additional days to file Form 10-Q or 15 days to file Form 10-K. Companies have up to 24 hours after the original filng deadline to file Form 12b-25.
Don’t miss your filing deadline! Contact a Sales Representative to file your forms on time!
This information has been obtained from www.sec.gov and believed to be reliable, but cannot be guaranteed for accuracy. Consult with legal counsel before relying on the information provided.