Form 13F – Investment Manager Filing

EDGAR Solutions offers 13F Filing Service with fast turnaround. Download and complete Form 13F and 13F Information Table Template, email to us and we will prepare the XML data, validate and provide a PDF proof for review. Once the 13F has been submitted, we will provide you with the SEC Notice.

In addition, we also prepare 13F-HR (Combination Report) and 13F-NT (Notice)

What is 13F and who must file?
Form 13F is the quarterly reporting form filed by institutional investment managers pursuant to Section 13(f) of the Securities Exchange Act of 1934.

An Institutional Investment Manager with at least $100 million or more in assets under management is required to file 13F within 45 days after calendar quarter.

Are there different submission types for Form 13F?
Yes, there are two types: Form 13F-HR and 13F-NT.

  • 13F HOLDINGS REPORT. (If all holdings of this reporting manager are reported in this report.) Filed as 13F-HR.
  • 13F COMBINATION REPORT.  (If a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Filed as 13F-HR.
  • 13F NOTICE. (If no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) Filed as 13F-NT.

What information must Institutional Investment Managers report on Form 13F?
Form 13F filings must include:

  • the issuer name listed in alphabetical order and must match SEC’s list verbatim;
  • a description of the class of securities;
  • the number of shares owned; 
  • fair market value of the securities; 
  • and each securities CUSIP

The Official List of Section 13(f) Securities is available shortly after the end of each calendar quarter on the SEC’s website.

What are the filing deadlines?

  • 1Q 2022 (March) – May 16, 2022 (Monday)
  • 2Q 2022 (June) – August 15, 2022 (Monday)
  • 3Q 2022 (September) – November 14, 2022 (Monday) 
  • 4Q 2022 (December) – February 14, 2023 (Tuesday) 

13F Resources
FAQ on Form 13F
Download Form 13F

Contact a Sales Representative to file Form 13F. 904-363-0506.

This information has been obtained from www.sec.gov and believed to be reliable, but cannot be guaranteed for accuracy. Consult with legal counsel before relying on the information provided.